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Net capital rule
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#	Item
471	Commission Opinion, Release No[removed], September 19, 1967 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-20 09:51:29 Finance Financial regulation Stock market Financial services Broker-dealer Net capital rule Securities market Short Best execution Financial economics Financial markets Financial system
472	Requirements for Inclusion Add to Reading List Source URL: www.treasurer.state.md.us Language: English - Date: 2010-06-11 09:47:50 Net capital rule United States housing bubble Broker-dealer U.S. Securities and Exchange Commission Federal Reserve System Securities Investor Protection Corporation Registered representative Financial economics Financial regulation Finance
473	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE CO~lliISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-11 13:10:38 73rd United States Congress United States Securities and Exchange Commission Finance SEC filings Net capital rule United States housing bubble Broker-dealer Securities Act Securities Exchange Act United States securities law Financial economics Financial regulation
474	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-21 11:42:06 Financial regulation Government Securities and Exchange Commission Securities Act Net capital rule Securities Exchange Act United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
475	ADMINISTRATIVE PROCEEDING FILE NO[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-30 09:50:21 Financial system Net capital rule United States housing bubble Broker-dealer U.S. Securities and Exchange Commission Securities Exchange Act Federal Reserve System Financial economics Financial regulation United States securities law
476	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF A~ERICA Before Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-13 12:28:35 Financial regulation Corporate crime U.S. Securities and Exchange Commission Net capital rule Securities Exchange Act Securities Act United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
477	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-29 16:21:26 Financial system United States securities law Financial services Net capital rule United States housing bubble Short selling Securities Exchange Act Broker-dealer Short Financial economics Financial markets Finance
478	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED SECURITIES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-26 16:38:33 Sierra Club Net capital rule United States housing bubble British people Securities Investor Protection Corporation John Muir United States Nationality Martinez California
479	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-03 16:03:17 Financial economics Financial regulation Securities Investor Protection Corporation Securities Exchange Act Radin Finance Net capital rule United States housing bubble United States securities law
480	Microsoft Word - Comments filed _090808_-3 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-11 12:26:32 Credit rating agencies Financial markets Nationally recognized statistical rating organization Financial services Investment Net capital rule U.S. Securities and Exchange Commission Broker-dealer Investment banking Financial economics Finance Financial system

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